SEC Document

 

Exhibit

 

 

 

Incorporated by reference herein

Number

 

Description

 

Form

 

Date

   4.9

 

Officers’ Certificate and Authentication Order dated May 29, 2015 for the 5.250% Notes due 2045 (which includes the form of Note) issued pursuant to the Indenture dated as of April 8, 2014, between the Company and Wells Fargo Bank, National Association

 

Current Report on Form 8-K

(File No. 001-14187)

 

May 29, 2015

 

 

 

 

 

 

 

   4.10

 

Officers’ Certificate and Authentication Order dated March 2, 2017 for the 5.250% Notes due 2045 (which includes the form of Note) issued pursuant to the Indenture dated as of April 8, 2014, between the Company and Wells Fargo Bank, National Association

 

Current Report on Form 8-K

(File No. 001-14187)

 

March 3, 2017

 

 

 

 

 

 

 

   4.11

 

Officers’ Certificate and Authentication Order dated March 2, 2017 for the 3.750% Notes due 2027 (which includes the form of Note) issued pursuant to the Indenture dated as of April 8, 2014, between the Company and Wells Fargo Bank, National Association

 

Current Report on Form 8-K

(File No. 001-14187)

 

March 3, 2017

 

 

 

 

 

 

 

  10.1

 

Credit Agreement among RPM International Inc., the Borrowers party thereto, the Lenders party thereto and PNC Bank, National Association, as Administrative Agent, date December 5, 2014

 

Current Report on Form 8-K

(File No. 001-14187)

 

December 11, 2014

 

 

 

 

 

 

 

  10.2

 

Second Amended and Restated Receivables Sales Agreement dated May 9, 2014

 

Current Report on Form 8-K

(File No. 001-14187)

 

May 15, 2014

 

 

 

 

 

 

 

  10.2.1

 

Amendment No. 1 to Second Amended and Restated Receivables Sale Agreement, dated as of August 29, 2014

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

January 6, 2016

 

 

 

 

 

 

 

  10.2.2

 

Amendment No. 2 to Second Amended and Restated Receivables Sale Agreement, dated as of November 3, 2015

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

January 6, 2016

 

 

 

 

 

 

 

  10.2.3

 

Amendment No. 3 to Second Amended and Restated Receivables Sale Agreement, dated as of December 31, 2016

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

April 6, 2017

 

 

 

 

 

 

 

  10.3

 

Amended and Restated Receivables Purchase

Agreement, dated May 9, 2014

 

Current Report on Form 8-K

(File No. 001-14187)

 

May 14, 2014

 

 

 

 

 

 

 

  10.3.1

 

Amendment No. 1 to Amended and Restated Receivables Purchase Agreement, dated as of February 25, 2015

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

April 8, 2015

 

 

 

 

 

 

 

  10.3.2

 

Amendment No. 2 to Amended and Restated Receivables Purchase Agreement, dated as of May 2, 2017

 

Current Report on Form 8-K

(File No. 001-14187)

 

May 8, 2017

 

 

 

 

 

 

 

  10.4

 

Amended and Restated Fee Letter, dated May 9, 2014

 

Current Report on Form 8-K

(File No. 001-14187)

 

May 15, 2014

 

 

 

 

 

 

 

*10.5

 

Amended and Restated Employment Agreement, effective December 31, 2008, by and between the Company and Frank C. Sullivan, Chairman and Chief Executive Officer

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

April 9, 2009

 

 

 

 

 

 

 

*10.6

 

Form of Amended and Restated Employment Agreement, by and between the Company and Ronald A. Rice, President and Chief Operating Officer

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

April 9, 2009

 

 

 

 

 

 

 

*10.7

 

Amended and Restated Employment Agreement, by and between the Company and Edward W. Moore, Vice President, General Counsel and Chief Compliance Officer

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

October 6, 2011

 

 

 

 

 

 

 

*10.8

 

Form of Indemnification Agreement entered into by and between the Company and each of its Directors and Executive Officers

 

Quarterly Report on Form 10-Q

(File No. 001-14187)

 

January 13, 2003

 

 

 

 

 

 

 

E-2



©2018 RPM International Inc. Terms of Use | Privacy Policy 2628 Pearl Road - P.O. Box 777 - Medina, Ohio 44258 | Phone: 330.273.5090 | Email: info@RPMinc.com