SEC Document


Table of Contents

STOCK OWNERSHIP OF PRINCIPAL HOLDERS AND MANAGEMENT

 

 

The following table sets forth the beneficial ownership of shares of Common Stock as of May 31, 2017, unless otherwise indicated, by (i) each person or group known by the Company to own beneficially more than 5% of the outstanding shares of Common Stock, (ii) each Director and nominee for election as a Director of the Company, (iii) each executive officer named in the Executive Compensation tables in this Proxy Statement and (iv) all Directors and executive officers as a group. All information with respect to beneficial ownership of Directors, Director nominees and executive officers has been furnished by the respective Director, nominee for election as a Director, or executive officer, as the case may be. Unless otherwise indicated below, each person named below has sole voting and investment power with respect to the number of shares set forth opposite his or her name. The address of each Director nominee, Director and executive officer is 2628 Pearl Road, P.O. Box 777, Medina, Ohio 44258.

 

  Name of Beneficial Owner   

Number of Shares

of Common Stock

Beneficially
Owned
(1)

    

Percentage of

Shares of

Common Stock(1)

 
T. Rowe Price Associates, Inc.(2)      12,615,667        9.4  
The Vanguard Group(3)      11,655,042        8.7  
BlackRock, Inc.(4)      10,162,608        7.6  
John P. Abizaid(5)      25,164        *  
Bruce A. Carbonari(6)      32,152        *  
David A. Daberko(7)      25,812        *  
Jenniffer D. Deckard(8)      4,800        *  
Salvatore D. Fazzolari(9)      10,098        *  
Russell L. Gordon(10)      144,486        0.1  
Thomas S. Gross(11)      11,966        *  
Janeen B. Kastner(12)      94,176        *  
Julie A. Lagacy(13)      0        *  
Robert A. Livingston(14)      0        *  
Edward W. Moore(15)      96,812        *  
Craig S. Morford(16)      9,087        *  
Frederick R. Nance(17)      16,921        *  
Ronald A. Rice(18)      547,974        0.4  
Frank C. Sullivan(19)      1,519,249        1.1  
William B. Summers, Jr.(20)      36,906        *  
Jerry Sue Thornton(21)      37,859        *  
All Directors and executive officers as a group (twenty persons including the Directors, Director nominees and executive officers named above)(22)      2,815,873        2.1  

 

* Less than 0.1%.

 

(1) In accordance with Securities and Exchange Commission (“Commission”) rules, each beneficial owner’s holdings have been calculated assuming full exercise of outstanding options covering Common Stock, if any, exercisable by such owner within 60 days after May 31, 2017, but no exercise of outstanding options covering Common Stock held by any other person.

 

(2) According to an amended Schedule 13G filed with the Commission on February 7, 2017, T. Rowe Price Associates, Inc., as of December 31, 2016, has sole voting power over 3,852,966 shares of Common Stock, and sole dispositive power over the 12,615,667 shares of Common Stock shown in the table above. T. Rowe Price Associates, Inc. is located at 100 E. Pratt Street, Baltimore, Maryland 21202.

 

(3) According to an amended Schedule 13G filed with the Commission on February 10, 2017, The Vanguard Group (“Vanguard”), as of December 31, 2016, has sole voting power over 76,769 shares of Common Stock, shared voting power, with Vanguard Fiduciary Trust Company (“VFTC”) and Vanguard Investments Australia, Ltd. (“VIA”), wholly-owned subsidiaries of Vanguard, over 15,082 shares of Common Stock, sole dispositive power over 11,569,766 shares of Common Stock, and shared dispositive power, with VFTC and VIA, over 85,276 shares of Common Stock shown in the table above. Vanguard is located at 100 Vanguard Blvd., Malvern, Pennsylvania 19355.

 

8  

©2018 RPM International Inc. Terms of Use | Privacy Policy 2628 Pearl Road - P.O. Box 777 - Medina, Ohio 44258 | Phone: 330.273.5090 | Email: info@RPMinc.com